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HAL 9000

HAL 9000 is a computer science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand HAL 9000 rather than just read about it. In short: HAL 9000 (or simply HAL or Hal) is a fictional artificial-intelligence character and the main antagonist in the Space Odyssey series. First appearing in the 1968 film 2001: A Space Odyssey, HAL (Heuristically Programmed Algorithmic Computer) is a sentient general-intelligence computer that controls the systems of the Discovery One spacecraft and interacts with the ship's astronaut crew.

HAL 9000 — main illustration
HAL 9000 — illustration

Key takeaways

  • HAL 9000 belongs to computer science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect HAL 9000 to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of HAL 9000 from memory before moving on to harder problems.

Reference excerpt

HAL 9000 (or simply HAL or Hal) is a fictional artificial-intelligence character and the main antagonist in the Space Odyssey series. First appearing in the 1968 film 2001: A Space Odyssey, HAL (Heuristically Programmed Algorithmic Computer) is a sentient general-intelligence computer that controls the systems of the Discovery One spacecraft and interacts with the ship's astronaut crew. While part of HAL's hardware is shown toward the end of the film, he is mostly depicted as a camera lens containing a red and yellow dot, with such units located throughout the ship. HAL 9000 is voiced by Douglas Rain in the two feature-film adaptations of the Space Odyssey series. HAL speaks in a soft, calm voice and a conversational manner, and engages convivially with crewmen David Bowman and Frank Poole until he begins to malfunction. In the film, HAL became operational on 12 January 1992, at the HAL Laboratories in Urbana, Illinois, as production number 3. The activation year was 1991 in earlier screenplays and changed to 1997 in Clarke's novel written and released in conjunction with the movie. In addition to maintaining the Discovery One spacecraft systems during the interplanetary mission to Jupiter (or Saturn in the novel), HAL demonstrates a capacity for speech synthesis, speech recognition, facial recognition, natural language processing, lip reading, art appreciation, interpreting emotional behaviours, automated reasoning, spacecraft piloting, and computer chess.

Appearances

2001: A Space Odyssey (film/novel) HAL became operational in Urbana, Illinois, at the HAL Plant. The film says this occurred in 1992, while the book gives 1997 as HAL's birth year. In 2001: A Space Odyssey (1968), HAL is initially considered a dependable member of the crew, maintaining ship functions and engaging genially with his human crew-mates on an equal footing. As a recreational activity, Frank Poole plays chess against HAL. In the film, the artificial intelligence is shown to triumph easily. However, as time progresses, HAL begins to malfunction in subtle ways and, as a result, the decision is made to shut down HAL in order to prevent more serious malfunctions. The sequence of events and manner in which HAL is shut down differs between the novel and film versions of the story. In the aforementioned game of chess HAL makes minor and undetected mistakes in his analysis, a possible foreshadowing to HAL's malfunctioning. In the film, astronauts David Bowman and Frank Poole consider disconnecting HAL's cognitive circuits when he appears to be mistaken in reporting the presence of a fault in the spacecraft's communications antenna. They attempt to conceal their speech through an inspection of one of the space pods. An order to close the door is followed by HAL. A subsequent order to rotate the pod is ignored causing the pair to believe HAL did not acknowledge it. Poole and Bowman speak freely, but are unaware that HAL can read their lips. Faced with the prospect of disconnection, HAL attempts to kill the astronauts in order to protect and continue the mission. HAL uses one of the Discovery's EVA pods to kill Poole while he is repairing the ship. When Bowman, without a space helmet, uses another pod to attempt to rescue Poole, HAL locks him out of the ship, then disconnects the life support systems of the other hibernating crew members. After HAL tells him "This mission is too important for me to allow you to jeopardize it", Bowman circumvents HAL's control, entering the ship by manually opening an emergency airlock with his service pod's clamps, detaching the pod door via its explosive bolts. Bowman jumps across empty space, reenters Discovery, and quickly re-pressurizes the airlock. While HAL's motivations are ambiguous in the film, the novel explains that the computer is unable to resolve a conflict between his general mission to relay information accurately, and orders specific to the mission requiring that he withhold from Bowman and Poole the true purpose of the mission. With the crew dead, HAL reasons, he would not need to lie to them. In the novel, the orders to disconnect HAL come from Dave and Frank's superiors on Earth; HAL interrupts this communication with a false communications antenna failure. After Frank is killed while attempting to repair the antenna he is pulled away into deep space using the safety tether which is still attached to both the pod and Frank Poole's spacesuit. Dave begins to revive his hibernating crew mates, but is foiled when HAL vents the ship's atmosphere into the vacuum of space by overriding airlock interconnects, killing the awakening crew members and almost killing Bowman, who is only narrowly saved when he finds his way to an emergency chamber which has its own oxygen supply and a spare space suit inside. In both versions, Bowman then proceeds to shut down the machine. In the film, HAL's central core is depicted as a crawlspace full of brightly lit computer modules mounted in arrays from which they can be inserted or removed. Bowman shuts down HAL by removing modules from service one by one; as he does so, HAL's consciousness degrades. HAL finally reverts to material that was programmed into him early in his memory, including announcing the date he became operational as 12 January 1992 (in the novel, 1997). When HAL's logic is completely gone, he begins singing the song "Daisy Bell" as he gradually deactivates. ("Daisy Bell" is actually the first song ever sung by a computer: the IBM 7090, whose text-to-speech capabilities were observed by Clarke at its unveiling in 1961). HAL's final act of any significance is to prematurely play a prerecorded message from Mission Control which reveals the true reasons for the mission to Jupiter.

… excerpt ends here. Continue reading the full article.

Illustrations

HAL 9000: HAL faceplate (from a museum exhibition)
HAL faceplate (from a museum exhibition)
HAL 9000: A loose replica of HAL 9000 on exhibit at the Carnegie Science Center
A loose replica of HAL 9000 on exhibit at the Carnegie Science Center
HAL 9000: HAL 9000 on a plaque outside the Hotel Chelsea in New York City, commemorating where Clarke lived while writing 2001: A Space Odyssey
HAL 9000 on a plaque outside the Hotel Chelsea in New York City, commemorating where Clarke lived while writing 2001: A Space Odyssey

Worked examples

Example 1 — a first encounter with HAL 9000

Start with the simplest possible case. Write down what HAL 9000 claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In computer science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to HAL 9000 before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about HAL 9000 ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of HAL 9000

In research
HAL 9000 appears in computer science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses HAL 9000 in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
HAL 9000 is common in secondary-school and first-year university syllabi. It links to neighbouring topics Antagonists, Characters in 20th-century British novels, Characters in written science fiction, so understanding it makes those chapters shorter.
In everyday life
Look for HAL 9000 outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study HAL 9000 in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what HAL 9000 means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain HAL 9000 out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is HAL 9000 in simple terms?

HAL 9000 (or simply HAL or Hal) is a fictional artificial-intelligence character and the main antagonist in the Space Odyssey series. First appearing in the 1968 film 2001: A Space Odyssey, HAL (Heuristically Programmed Algorithmic Computer) is a sentient general-intelligence computer that controls…

Why does HAL 9000 matter?

Because it connects several computer science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study HAL 9000?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on HAL 9000.

Tags

  • Antagonists
  • Characters in 20th-century British novels
  • Characters in written science fiction
  • Fictional artificial intelligences
  • Fictional characters from Illinois
  • Fictional computers
  • Fictional mass murderers
  • Fictional virtual assistants
  • Film characters introduced in 1968
  • History of science fiction
  • Male characters in literature
  • Science fiction film characters

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