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Heap (data structure)

Heap (data structure) is a computer science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Heap (data structure) rather than just read about it. In short: In computer science, a heap is a tree-based data structure that satisfies the heap property: In a max heap, for any given node C, if P is the parent node of C, then the key (the value) of P is greater than or equal to the key of C. In a min heap, the key of P is less than or equal to the key of C.

Heap (data structure) — main illustration
Heap (data structure) — illustration

Key takeaways

  • Heap (data structure) belongs to computer science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Heap (data structure) to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Heap (data structure) from memory before moving on to harder problems.

Reference excerpt

In computer science, a heap is a tree-based data structure that satisfies the heap property: In a max heap, for any given node C, if P is the parent node of C, then the key (the value) of P is greater than or equal to the key of C. In a min heap, the key of P is less than or equal to the key of C. The node at the "top" of the heap (with no parents) is called the root node. The heap is one maximally efficient implementation of an abstract data type called a priority queue, and in fact, priority queues are often referred to as "heaps", regardless of how they may be implemented. In a heap, the highest (or lowest) priority element is always stored at the root. However, a heap is not a sorted structure; it can be regarded as being partially ordered. A heap is a useful data structure when it is necessary to repeatedly remove the object with the highest (or lowest) priority, or when insertions need to be interspersed with removals of the root node. A common implementation of a heap is the binary heap, in which the tree is a complete binary tree (see figure). The heap data structure, specifically the binary heap, was introduced by J. W. J. Williams in 1964, as a data structure for the heapsort sorting algorithm. Heaps are also crucial in several efficient graph algorithms such as Dijkstra's algorithm. When a heap is a complete binary tree, it has the smallest possible height—a heap with N nodes and a branches for each node always has loga N height. Note that, as shown in the graphic, there is no implied ordering between siblings or cousins and no implied sequence for an in-order traversal (as there would be in, e.g., a binary search tree). The heap relation mentioned above applies only between nodes and their parents, grandparents. The maximum number of children each node can have depends on the type of heap. Heaps are typically constructed in-place in the same array where the elements are stored, with their structure being implicit in the access pattern of the operations. Heaps differ in this way from other data structures with similar or in some cases better theoretic bounds such as radix trees in that they require no additional memory beyond that used for storing the keys.

Operations The common operations involving heaps are:

Basic find-max (or find-min): find a maximum item of a max-heap, or a minimum item of a min-heap, respectively (a.k.a. peek) insert: adding a new key to the heap (a.k.a., push) extract-max (or extract-min): returns the node of maximum value from a max heap [or minimum value from a min heap] after removing it from the heap (a.k.a., pop) delete-max (or delete-min): removing the root node of a max heap (or min heap), respectively replace: pop root and push a new key. This is more efficient than a pop followed by a push, since it only needs to balance once, not twice, and is appropriate for fixed-size heaps. Creation create-heap: create an empty heap heapify: create a heap out of given array of elements merge (union): joining two heaps to form a valid new heap containing all the elements of both, preserving the original heaps. meld: joining two heaps to form a valid new heap containing all the elements of both, destroying the original heaps. Inspection size: return the number of items in the heap. is-empty: return true if the heap is empty, false otherwise. Internal increase-key or decrease-key: updating a key within a max- or min-heap, respectively delete: delete an arbitrary node (followed by moving last node and sifting to maintain heap) sift-up: move a node up in the tree, as long as needed; used to restore heap condition after insertion. Called "sift" because node moves up the tree until it reaches the correct level, as in a sieve. sift-down: move a node down in the tree, similar to sift-up; used to restore heap condition after deletion or replacement.

Implementation using arrays Heaps are usually implemented with an array, as follows:

Each element in the array represents a node of the heap, and The parent / child relationship is defined implicitly by the elements' indices in the array.

For a binary heap, in the array, the first index contains the root element. The next two indices of the array contain the root's children. The next four indices contain the four children of the root's two child nodes, and so on. Therefore, given a node at index i, its children are at indices ⁠ 2 i + 1 {\displaystyle 2i+1} ⁠ and ⁠ 2 i + 2 {\displaystyle 2i+2} ⁠, and its parent is at index ⌊(i−1)/2⌋ in an array starting from index ⁠ 0 {\displaystyle 0} ⁠, or at ⁠ 2 i {\displaystyle 2i} ⁠, ⁠ 2 i + 1 {\displaystyle 2i+1} ⁠, and ⌊i/2⌋, respectively, in an array starting from ⁠ 1 {\displaystyle 1} ⁠. This simple indexing scheme makes it efficient to walk "up" or "down" the tree. Balancing a heap is done by sift-up or sift-down operations (swapping elements which are out of order). As we can build a heap from an array without requiring extra memory (for the nodes, for example), heapsort can be used to sort an array in-place. After an element is inserted into or deleted from a heap, the heap property may be violated, and the heap must be re-balanced by swapping elements within the array. Although different types of heaps implement the operations differently, the most common way is as follows:

… excerpt ends here. Continue reading the full article.

Illustrations

Heap (data structure): Example of a binary max-heap with node keys being integers between 1 and 100
Example of a binary max-heap with node keys being integers between 1 and 100
Heap (data structure): Example of a complete binary max-heap with node keys being integers from 1 to 100 and how it would be stored in an array.
Example of a complete binary max-heap with node keys being integers from 1 to 100 and how it would be stored in an array.

Worked examples

Example 1 — a first encounter with Heap (data structure)

Start with the simplest possible case. Write down what Heap (data structure) claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In computer science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Heap (data structure) before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Heap (data structure) ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Heap (data structure)

In research
Heap (data structure) appears in computer science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Heap (data structure) in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Heap (data structure) is common in secondary-school and first-year university syllabi. It links to neighbouring topics Heaps (data structures), so understanding it makes those chapters shorter.
In everyday life
Look for Heap (data structure) outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Heap (data structure) in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Heap (data structure) means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Heap (data structure) out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Heap (data structure) in simple terms?

In computer science, a heap is a tree-based data structure that satisfies the heap property: In a max heap, for any given node C, if P is the parent node of C, then the key (the value) of P is greater than or equal to the key of C. In a min heap, the key of P is less than or equal to the key of C.

Why does Heap (data structure) matter?

Because it connects several computer science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Heap (data structure)?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Heap (data structure).

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