ArticleslgStudy

science

Independence of premise

Independence of premise is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Independence of premise rather than just read about it. In short: In proof theory and constructive mathematics, the principle of independence of premise (IP) states that if φ and ∃x θ are sentences in a formal theory and φ → ∃x θ is provable, then ∃x (φ → θ) is provable. Here x cannot be a free variable of φ, while θ can be a predicate depending on it.

Key takeaways

  • Independence of premise belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Independence of premise to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Independence of premise from memory before moving on to harder problems.

Reference excerpt

In proof theory and constructive mathematics, the principle of independence of premise (IP) states that if φ and ∃x θ are sentences in a formal theory and φ → ∃x θ is provable, then ∃x (φ → θ) is provable. Here x cannot be a free variable of φ, while θ can be a predicate depending on it. The main application of the principle is in the study of intuitionistic logic, where the principle is not generally valid. Its crucial equivalent special case is discussed below. The principle is valid in classical logic.

Discussion As is common, the domain of discourse is assumed to be inhabited. That is, part of the theory is at least some term. For the discussion we distinguish one such term as a. In the theory of the natural numbers, this role may be played by the number 7. Below, φ and ψ denote propositions not depending on x, while θ is a predicate that can depend on x. The following is easily established:

Firstly, if φ is established to be true, then if one assumes φ → ∃x θ to be provable, there is an x satisfying φ → θ. Secondly, if φ is established to be false, then, by the explosion, any proposition of the form φ → ψ holds. Then, any x formally satisfies φ → θ (and indeed any predicate of this form.) In the first scenario, some x bound in the premise is reused in the conclusion, and it is generally not the a priori a that validates it. In the second scenario, the value a in particular validates the conclusion of the principle. So in both of these two cases, some x validates the conclusion. Thirdly, now in contrast to the two points above, consider the case in which it is not known how to prove or reject φ. A core case is when φ is the formula ∃z θ(z), in which case the antecedent φ → ∃x θ becomes trivial: "If θ is satisfiable then θ is satisfiable." For illustration purposes, let it be granted that θ is a decidable predicate in arithmetic, meaning for any given number b the proposition θ(b) can easily be inspected for its truth value. More specifically, θ shall express that x is the index of a formal proof of some mathematical conjecture whose provability is not known. Certainly here, one way to establish ∃x (φ → θ) would be to provide a particular index x for which it can be shown (then aided by the assumption that some value z satisfies θ) that it genuinely satisfies θ. However, explicating a such x is not possible (not yet and possibly never), as such x exactly encodes the proof of a conjecture not yet proven or rejected.

In intuitionistic logic The arithmetical example above provides what is called a weak counterexample. The existence claim ∃x (φ → θ) cannot be provable by intuitionistic means: Being able to inspect an x validating φ → θ would resolve the conjecture. For example, consider the following classical argument: Either the Goldbach conjecture has a proof or it does not. If it does not have a proof, then to assume it has a proof is absurd and anything follows—in particular, it follows that it has a proof. Hence, there is some natural number index x such that if one assumes the Goldbach conjecture has a proof, that x is an index of such a proof. The issue can also be approached using the BHK interpretation for intuitionistic proofs, which should be compared against the classical proof calculus. BHK says that a proof of φ → ∃x θ comprises a function that takes a proof of φ and returns a proof of ∃x θ. Here proofs themselves can act as input to functions and, when possible, may be used to construct an x. A proof of ∃x (φ → θ) must then demonstrate a particular x, together with a function that converts a proof of φ into a proof of θ in which x has that value. In the proof calculus—like in the weak counterexample—a suitable x can only be given using more input tied to amenable φ. Indeed, using violating models, it has been established that the premise φ → ∃x θ does not suffice for a generic proof of existence as granted by the principle.

Rules An implication is strengthened when the antecedent is weakened. Of interest here are premises in the form of a negated statement, φ := ¬η. It has been meta-theoretically established that if ¬η → ∃x θ has a proof in arithmetic, then ∃x (¬η → θ) has a proof as well. It is not known whether this also applies to familiar set theories. For existential-quantifier-free φ, theories over intuitionistic logic tend to be well behaved in regard to rules of this nature.

In classical logic As noted, the independence of premise principle for fixed φ and any θ follows both from a proof of φ as well as from a rejection of it. Hence, assuming the law of the excluded middle axiomatically, the principle is valid. For example, here ∃x ((∃y θ) → θ) always holds. More concretely, consider the proposition:

"There exists a natural number x, such that if an index of a proof of the Goldbach conjecture exists, then the number x is the index of a proof of the Goldbach conjecture." This is classically provable, as follows: Either an index for a proof of the Goldbach conjecture exists, or no such index exists. On the one hand, if one does exist, then whatever that index is also functions as a valid x in the above proposition. On the other hand, if no such index exists, then for such an index to also exist is contradictory, and then by explosion anything follows—and in particular it follows that x=7 is an index of a proof of the Goldbach conjecture. In both cases, some index exists that validates the proposition. Constructively, one needs to provide an x such that one can demonstrate (then aided by φ assumed valid and so also ∃y θ for some y) that θ holds for that x. Classically, it suffices to draw the same conclusion of interest when starting from two hypotheticals about φ. In the latter framework, some x is asserted to exist either which way, and the logic does not demand for it to be explicated.

Propositional logic

Kreisel–Putnam logic IP and the shorter ∃x ((∃y θ) → θ) have analogs in propositional logic. In the intuitionistic calculus, the finite form

… excerpt ends here. Continue reading the full article.

Worked examples

Example 1 — a first encounter with Independence of premise

Start with the simplest possible case. Write down what Independence of premise claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Independence of premise before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Independence of premise ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Independence of premise

In research
Independence of premise appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Independence of premise in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Independence of premise is common in secondary-school and first-year university syllabi. It links to neighbouring topics Predicate logic, so understanding it makes those chapters shorter.
In everyday life
Look for Independence of premise outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
Ask Teacher Smith questions about this articleOpens your AI tutor with a question about “Independence of premise” →

Affiliate

Preply — study more efficiently by working with a personal tutor. 50% off.

How to study Independence of premise in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Independence of premise means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Independence of premise out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Independence of premise in simple terms?

In proof theory and constructive mathematics, the principle of independence of premise (IP) states that if φ and ∃x θ are sentences in a formal theory and φ → ∃x θ is provable, then ∃x (φ → θ) is provable. Here x cannot be a free variable of φ, while θ can be a predicate depending on it.

Why does Independence of premise matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Independence of premise?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Independence of premise.

Tags

  • Predicate logic

Keep exploring