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Institutional analysis and development framework

Institutional analysis and development framework is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Institutional analysis and development framework rather than just read about it. In short: The Institutional Analysis and Development framework (IAD) is a theoretical framework for investigating how people ("actors") interact with common-pool resources (CPRs). CPRs are economic goods which are rivalrous (i.e. one person's use reduces the ability of others to use) and non-excludable (i.e. it's impractical to prevent people accessing it) - examples include forests as a source of timber, or fields as a sourc…

Institutional analysis and development framework — main illustration
Institutional analysis and development framework — illustration

Key takeaways

  • Institutional analysis and development framework belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Institutional analysis and development framework to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Institutional analysis and development framework from memory before moving on to harder problems.

Reference excerpt

The Institutional Analysis and Development framework (IAD) is a theoretical framework for investigating how people ("actors") interact with common-pool resources (CPRs). CPRs are economic goods which are rivalrous (i.e. one person's use reduces the ability of others to use) and non-excludable (i.e. it's impractical to prevent people accessing it) - examples include forests as a source of timber, or fields as a source of pasture. It was developed by Elinor Ostrom, an American political scientist and the first woman to receive the Nobel Memorial Prize in Economic Sciences in 2009. Ostrom researched which institutional structures supported CPR actors to sustainably use their resources, balancing individuals' use with the interests of a wider public. Under rational choice assumptions, the IAD was devised in an attempt to explain and predict outcomes by formally exploring and documenting governance structures, actors' positions, and informal and formal rules. Thus, the IAD is a systematic method to document policy analysis functions similar to analytic technique commonly used in physical and social sciences to understand how institutions operate and change over time.

Components of the framework

Ostrom thought of the IAD as a "multi-level conceptual map" with which one could zoom in and out of particular hierarchical parts of the governance structures in a social system. The IAD framework helps to make sense of complex collective action problems by dividing them into 'action arenas', that are smaller pieces of practically understandable function. The analyst assumes that the structure of the action situation is fixed in the short-term. For an action situation to exist, there must be "actors in positions" (the number of possible roles that are available in this recurring interaction situation). Actors have choices within the existing (rule) structure. In the study of outcomes from collective choice situations, actors are influenced by the institutional arrangements, the socio-economic conditions, and the physical environment. The institutional arrangements can be studied by seven rule types (as per below).

References

Further reading Elinor Ostrom. "Institutional Analysis and Development: Elements of the Framework in Historical Perspective" (PDF). Retrieved 2 February 2015. Historical Developments and Theoretical Approaches in Sociology. Ramsey: Eolss Publishers. 2010. ISBN 9781848263321.

Worked examples

Example 1 — a first encounter with Institutional analysis and development framework

Start with the simplest possible case. Write down what Institutional analysis and development framework claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Institutional analysis and development framework before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Institutional analysis and development framework ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Institutional analysis and development framework

In research
Institutional analysis and development framework appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Institutional analysis and development framework in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Institutional analysis and development framework is common in secondary-school and first-year university syllabi. It links to neighbouring topics Political science, Social institutions, Social systems, so understanding it makes those chapters shorter.
In everyday life
Look for Institutional analysis and development framework outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.

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How to study Institutional analysis and development framework in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Institutional analysis and development framework means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Institutional analysis and development framework out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Institutional analysis and development framework in simple terms?

The Institutional Analysis and Development framework (IAD) is a theoretical framework for investigating how people ("actors") interact with common-pool resources (CPRs). CPRs are economic goods which are rivalrous (i.e. one person's use reduces the ability of others to use) and non-excludable (i.e…

Why does Institutional analysis and development framework matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Institutional analysis and development framework?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Institutional analysis and development framework.

Tags

  • Political science
  • Social institutions
  • Social systems
  • Urban planning

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