L4 is a family of second-generation microkernels, used to implement a variety of types of operating systems (OS), though mostly for Unix-like, Portable Operating System Interface (POSIX) compliant types. L4, like its predecessor microkernel L3, was created by German computer scientist Jochen Liedtke as a response to the poor performance of earlier microkernel-based OSes. Liedtke felt that a system designed from the start for high performance, rather than other goals, could produce a microkernel of practical use. His original implementation in hand-coded Intel i386-specific assembly language code in 1993 created attention by being 20 times faster than Mach. The follow-up publication two years later was considered so influential that it won the 2015 ACM SIGOPS Hall of Fame Award. Since its introduction, L4 has been developed to be cross-platform and to improve security, isolation, and robustness. There have been various re-implementations of the original L4 kernel application binary interface (ABI) and its successors, including L4Ka::Pistachio (implemented by Liedtke and his students at Karlsruhe Institute of Technology), L4/MIPS (University of New South Wales (UNSW)), Fiasco (Dresden University of Technology (TU Dresden)). For this reason, the name L4 has been generalized and no longer refers to only Liedtke's original implementation. It now applies to the whole microkernel family including the L4 kernel interface and its different versions. L4 is widely deployed. One variant, OKL4 from Open Kernel Labs, shipped in billions of mobile devices.
Design paradigm Specifying the general idea of a microkernel, Liedtke states:
A concept is tolerated inside the microkernel only if moving it outside the kernel, i.e., permitting competing implementations, would prevent the implementation of the system's required functionality. In this spirit, the L4 microkernel provides a few basic mechanisms: address spaces (abstracting page tables and providing memory protection), threads and scheduling (abstracting execution and providing temporal protection), and inter-process communication (for controlled communication across isolation boundaries). An operating system based on a microkernel like L4 provides services as servers in user space that monolithic kernels like Linux or older generation microkernels include internally. For example, to implement a secure Unix-like system, servers must provide the rights management that Mach included inside the kernel.
History The poor performance of first-generation microkernels, such as Mach, led a number of developers to re-examine the entire microkernel concept in the mid-1990s. The asynchronous in-kernel-buffering process communication concept used in Mach turned out to be one of the main reasons for its poor performance. This induced developers of Mach-based operating systems to move some time-critical components, like file systems or drivers, back inside the kernel. While this somewhat ameliorated the performance issues, it plainly violates the minimality concept of a true microkernel (and squanders their major advantages). Detailed analysis of the Mach bottleneck indicated that, among other things, its working set is too large: the IPC code expresses poor spatial locality; that is, it results in too many cache misses, of which most are in-kernel. This analysis gave rise to the principle that an efficient microkernel should be small enough that the majority of performance-critical code fits into the (first-level) cache (preferably a small fraction of said cache).
L3 Jochen Liedtke set out to prove that a well-designed thinner inter-process communication (IPC) layer, with careful attention to performance and machine-specific (in contrast to cross-platform software) design could yield large real-world performance improvements. Instead of Mach's complex IPC system, his L3 microkernel simply passed the message with no added overhead. Defining and implementing the required security policies were considered to be duties of the user space servers. The role of the kernel was only to provide the needed mechanism to enable the user-level servers to enforce the policies. L3, developed in 1988, proved itself a safe and robust operating system, used for many years for example by Technischer Überwachungsverein (Technical Inspection Association).
L4 After some experience using L3, Liedtke came to the conclusion that several other Mach concepts were also misplaced. By simplifying the microkernel concepts even further he developed the first L4 kernel which was primarily designed for high performance. To maximise performance, the whole kernel was written in assembly language, and its IPC was 20 times faster than Mach's. Such dramatic performance increases are a rare event in operating systems, and Liedtke's work triggered new L4 implementations and work on L4-based systems at a number of universities and research institutes, including IBM, where Liedtke started to work in 1996, TU Dresden and UNSW. At IBM's Thomas J. Watson Research Center Liedtke and his colleagues continued research on L4 and microkernel based systems in general, especially the Sawmill OS.
L4Ka::Hazelnut In 1999, Liedtke took over the Systems Architecture Group at the University of Karlsruhe, where he continued the research into microkernel systems. As a proof of concept that a high performance microkernel could also be constructed in a higher level language, the group developed L4Ka::Hazelnut, a C++ version of the kernel that ran on IA-32- and ARM-based machines. The effort was a success, performance was still acceptable, and with its release, the pure assembly language versions of the kernels were effectively discontinued.
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