science

List of securities examinations

List of securities examinations is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand List of securities examinations rather than just read about it. In short: The following is a list of securities examinations and the organizations that offer them. Africa The Securities Industry Training Institute East Africa (SITI) was conceptualized in 2008 to standardize and administer market education for the East African region.

Key takeaways

List of securities examinations belongs to science; place it in that map before memorising details.
Learn the definition first, then one example that makes the definition concrete.
Connect List of securities examinations to a quantity you can measure, compute or draw — that is where exam questions come from.
Reproduce the core statement of List of securities examinations from memory before moving on to harder problems.

Reference excerpt

The following is a list of securities examinations and the organizations that offer them.

Africa The Securities Industry Training Institute East Africa (SITI) was conceptualized in 2008 to standardize and administer market education for the East African region. It is a joint effort involving the region's Central Depository & Settlement Corporation Ltd (CDSC) and the following exchanges: Uganda Securities Exchange Ltd (USE) Kenya's Nairobi Securities Exchange Ltd (NSE) Tanzania's Dar-es-Salaam Stock Exchange Ltd (DSE) the Rwanda Stock Exchange. Ethiopia Institute of Financial Studies (EIFS) training program Ghana Stock Exchange (GSE) Securities Courses Namibia Stock Exchange (NSX) semi-annual Stock-brokering Exams Nigerian Stock Exchange (NSE) offers a few certificate programs including: Module 1: The role and responsibilities of compliance officers in the capital market Module 2: Compliance risk-based monitoring programmes Module 3: Conduct of business obligations of a broker dealer firm Module 4: Anti–money laundering and terrorist financing Module 5: Capital market operations South Africa: The South African Institute of Financial Markets (SAIFM) offers the specific technical exams required with regard to the "Regulated Positions" of trader, compliance officer, and settlement officer, at the JSE Stock Exchange, JSE Debt Market, South African Futures Exchange, AltX, and STRATE. SAIFM also offers the "Registered Persons" examinations, required for licensing as financial market "practitioners" on the various exchanges, selecting up to 8 according to the requirements of the exchange for the specific function; the typical roles here are investment advisor and fund manager, as well as those executing transactions. (Additional to these, it offers various training courses and workshops.) The South African Institute of Stockbrokers administers the six exams required to become a qualified stockbroker, so as to manage a member firm of the JSE; other requirements are 3 years' work experience, and specified education.

Asia Pacific (ASEAN Plus Three)

Indonesia Indonesia Stock Exchange (IDX) Educational Programs IDX Basic Education Program IDX Intermediate Education Program IDX Advance Education Program The Indonesia Capital Market Institute (TICMI) / The Committee For Capital Market Professional Standards (PSPPM) Wakil Perantara Pedagang Efek (WPPE) / Broker Dealer Representative Wakil Manajer Investasi (WMI) / Investment Manager Representative Wakil Penjamin Emisi Efek (WPEE) / Underwriter Representative Ahli Syariah Pasar Modal (ASPM) / Shariah Capital Market Professional

Singapore Singapore College of Insurance (SCI)

Malaysia The Securities Commission of Malaysia (Suruhanjaya Sekuriti Malaysia) provides an overview of licensing/certification in the country for those who deal in securities, derivatives, financial planning, etc. For actual exam detail, see SIDC

Module 6: Stock Market and Securities Law Module 7: Financial Statement Analysis and Asset Valuation Module 9: Funds Management Regulation Module 10: Asset and Funds Management Module 11: Fundamentals of Compliance Module 12: Investment Management and Corporate Finance Module 14: Futures and Options Module 16: Rules and Regulations of Futures and Options Module 17: Securities and Derivatives Trading (Rules and Regulations) Module 18: Securities and Derivatives Trading (Products and Analysis) Module 19: Advisory Services (Rules and Regulations) Module 19A: Advisory Services (Rules and Regulations) - Part A Module 19B: Advisory Services (Rules and Regulations) - Part B

China ATA For Futures Practitioners:

China Futures Association Futures Practitioner Exam Futures Analyst Exam

Hong Kong, S.A.R. The Hong Kong Securities and Investment Institute (HKSI) Joint Programs with HKSI Hong Kong Exchanges and Clearing Limited (HKEx) The Chartered Institute for Securities & Investment (CISI) The Hong Kong Polytechnic University The City University of Hong Kong

India National Institute of Securities Markets National Stock Exchange of India NCMP Certified Market Professional Bombay Stock Exchange Training & Certification

Japan Core Knowledge Inc Japanese Securities Dealers Association (JSDA) FINRA Series 47

Philippines Securities Representative Certification Exam (SRCE) Associated Persons Certification Exam (APCE) The Investment Company Representative Certification Program (ICRCP)

Thailand Securities Analysts Association (SAA)

Cambodia Financial Institute of Cambodia (FIC)

Global ACI The Financial Markets Association, f.k.a. Association Cambiste Internationale, offers a full 'suite of examinations' including Dealing & Operations certificates, among others CFA Institute Certified Futures and Options Analyst (CFOA), an examination focused on derivatives offered by the ICFDT. Securities & Investment Institute (SII) for Islamic/Syariah Finance Thomson Reuters

The Middle East The Israel Securities Authority requires six exams and an internship to become a portfolio manager. Exams: Securities Law and Ethics Accounting Statistics and Finance Economics Securities and Financial Instrument Analysis Portfolio management Capital Market Authority (Saudi Arabia) General Securities Qualification Examination (CME-1) Compliance & Anti–money laundering/CTF (CME2) Broker-Dealer Qualification Certificate (CME-3) Various courses for The U.A.E. (Dubai, Abu Dhabi), Kuwait, Bahrain, Saudi Arabia

North America

Canada Canadian Securities Institute (CSI) – variety of exams for certification. IFSE Institute (IFSE) – variety of exams for certification.

United States The following is a list of the U.S. Financial Industry Regulatory Authority (FINRA), NASAA, and National Futures Association (NFA) financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no sponsorship requirement in order take the exam.

… excerpt ends here. Continue reading the full article.

Worked examples

Example 1 — a first encounter with List of securities examinations

Start with the simplest possible case. Write down what List of securities examinations claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to List of securities examinations before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about List of securities examinations ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of List of securities examinations

In research: List of securities examinations appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry: Engineering practice reuses List of securities examinations in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom: List of securities examinations is common in secondary-school and first-year university syllabi. It links to neighbouring topics Professional certification in finance, Securities (finance), Standardized tests, so understanding it makes those chapters shorter.
In everyday life: Look for List of securities examinations outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.

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How to study List of securities examinations in 20 minutes

Read the reference excerpt below once, without taking notes.
Close the page and write down what List of securities examinations means in your own words.
Compare your version with the excerpt and mark what you missed.
Work through the three examples above with pen and paper.
Explain List of securities examinations out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is List of securities examinations in simple terms?

The following is a list of securities examinations and the organizations that offer them. Africa The Securities Industry Training Institute East Africa (SITI) was conceptualized in 2008 to standardize and administer market education for the East African region.

Why does List of securities examinations matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study List of securities examinations?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on List of securities examinations.