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Numerical range

Numerical range is a mathematics topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Numerical range rather than just read about it. In short: In the mathematical field of linear algebra and convex analysis, the numerical range or field of values or Wertvorrat or Wertevorrat of a complex n × n {\displaystyle n\times n} matrix A is the set W ( A ) = { x ∗ A x x ∗ x | x ∈ C n , x ≠ 0 } = { ⟨ x , A x ⟩ | x ∈ C n , ‖ x ‖ 2 = 1 } {\displaystyle W(A)=\left.\left\{{\frac {\mathbf {x} ^{*}A\mathbf {x} }{\mathbf {x} ^{*}\mathbf {x} }}\;\right|\;\mathbf {x} \in \mat…

Key takeaways

  • Numerical range belongs to mathematics; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Numerical range to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Numerical range from memory before moving on to harder problems.

Reference excerpt

In the mathematical field of linear algebra and convex analysis, the numerical range or field of values or Wertvorrat or Wertevorrat of a complex n × n {\displaystyle n\times n} matrix A is the set

W ( A ) = { x ∗ A x x ∗ x | x ∈ C n , x ≠ 0 } = { ⟨ x , A x ⟩ | x ∈ C n , ‖ x ‖ 2 = 1 } {\displaystyle W(A)=\left.\left\{{\frac {\mathbf {x} ^{*}A\mathbf {x} }{\mathbf {x} ^{*}\mathbf {x} }}\;\right|\;\mathbf {x} \in \mathbb {C} ^{n},\ \mathbf {x} \neq 0\right\}={\big \{}\langle \mathbf {x} ,A\mathbf {x} \rangle \;{\big |}\;\mathbf {x} \in \mathbb {C} ^{n},\ \|\mathbf {x} \|_{2}=1{\big \}}}

where x ∗ {\displaystyle \mathbf {x} ^{*}} denotes the conjugate transpose of the vector x {\displaystyle \mathbf {x} } . The numerical range includes, in particular, the diagonal entries of the matrix (obtained by choosing x equal to the unit vectors along the coordinate axes) and the eigenvalues of the matrix (obtained by choosing x equal to the eigenvectors). Equivalently, the elements of W ( A ) {\displaystyle W(A)} are of the form tr ⁡ ( A P ) {\displaystyle \operatorname {tr} (AP)} , where P {\displaystyle P} is a Hermitian projection operator from C n {\displaystyle \mathbb {C} ^{n}} to a one-dimensional subspace. In engineering, numerical ranges are used as a rough estimate of eigenvalues of A. Recently, generalizations of the numerical range are used to study quantum computing. A related concept is the numerical radius, which is the largest absolute value of the numbers in the numerical range, i.e.

r ( A ) = sup { | λ | : λ ∈ W ( A ) } = sup ‖ x ‖ 2 = 1 | ⟨ x , A x ⟩ | . {\displaystyle r(A)=\sup {\big \{}|\lambda |:\lambda \in W(A){\big \}}=\sup _{\|x\|_{2}=1}{\big |}\langle \mathbf {x} ,A\mathbf {x} \rangle {\big |}.}

Properties Let sum of sets denote a sumset. General properties

The numerical range is the range of the Rayleigh quotient. (Hausdorff–Toeplitz theorem) The numerical range is convex and compact.

W ( α A + β I ) = α W ( A ) + { β } {\displaystyle W(\alpha A+\beta I)=\alpha W(A)+\{\beta \}} for all square matrix A {\displaystyle A} and complex numbers α {\displaystyle \alpha } and β {\displaystyle \beta } . Here I {\displaystyle I} is the identity matrix.

W ( A ) {\displaystyle W(A)} is a subset of the closed right half-plane if and only if A + A ∗ {\displaystyle A+A^{*}} is positive semidefinite. The numerical range W ( ⋅ ) {\displaystyle W(\cdot )} is the only function on the set of square matrices that satisfies (2), (3) and (4).

W ( U A U ∗ ) = W ( A ) {\displaystyle W(UAU^{*})=W(A)} for any unitary U {\displaystyle U} .

… excerpt ends here. Continue reading the full article.

Worked examples

Example 1 — a first encounter with Numerical range

Start with the simplest possible case. Write down what Numerical range claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In mathematics, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Numerical range before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Numerical range ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Numerical range

In research
Numerical range appears in mathematics research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Numerical range in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Numerical range is common in secondary-school and first-year university syllabi. It links to neighbouring topics Linear algebra, Matrix theory, Operator theory, so understanding it makes those chapters shorter.
In everyday life
Look for Numerical range outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.

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How to study Numerical range in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Numerical range means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Numerical range out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Numerical range in simple terms?

In the mathematical field of linear algebra and convex analysis, the numerical range or field of values or Wertvorrat or Wertevorrat of a complex n × n {\displaystyle n\times n} matrix A is the set W ( A ) = { x ∗ A x x ∗ x | x ∈ C n , x ≠ 0 } = { ⟨ x , A x ⟩ | x ∈ C n , ‖ x ‖ 2 = 1 } {\displaystyl…

Why does Numerical range matter?

Because it connects several mathematics ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Numerical range?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Numerical range.

Tags

  • Linear algebra
  • Matrix theory
  • Operator theory
  • Spectral theory

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