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Nyquist stability criterion

Nyquist stability criterion is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Nyquist stability criterion rather than just read about it. In short: In control theory and stability theory, the Nyquist stability criterion or Strecker–Nyquist stability criterion, independently discovered by the German electrical engineer Felix Strecker at Siemens in 1930 and the Swedish-American electrical engineer Harry Nyquist at Bell Telephone Laboratories in 1932, is a graphical technique for determining the stability of a linear dynamical system. Because it only looks at the…

Nyquist stability criterion — main illustration
Nyquist stability criterion — illustration

Key takeaways

  • Nyquist stability criterion belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Nyquist stability criterion to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Nyquist stability criterion from memory before moving on to harder problems.

Reference excerpt

In control theory and stability theory, the Nyquist stability criterion or Strecker–Nyquist stability criterion, independently discovered by the German electrical engineer Felix Strecker at Siemens in 1930 and the Swedish-American electrical engineer Harry Nyquist at Bell Telephone Laboratories in 1932, is a graphical technique for determining the stability of a linear dynamical system. Because it only looks at the Nyquist plot of the open loop systems, it can be applied without explicitly computing the poles and zeros of either the closed-loop or open-loop system (although the number of each type of right-half-plane singularities must be known). As a result, it can be applied to systems defined by non-rational functions, such as systems with delays. In contrast to Bode plots, it can handle transfer functions with right half-plane singularities. In addition, there is a natural generalization to more complex systems with multiple inputs and multiple outputs, such as control systems for airplanes. The Nyquist stability criterion is widely used in electronics and control system engineering, as well as other fields, for designing and analyzing systems with feedback. While Nyquist is one of the most general stability tests, it is still restricted to linear time-invariant (LTI) systems. Nevertheless, there are generalizations of the Nyquist criterion (and plot) for non-linear systems, such as the circle criterion and the scaled relative graph of a nonlinear operator. Additionally, other stability criteria like Lyapunov methods can also be applied for non-linear systems. Although Nyquist is a graphical technique, it only provides a limited amount of intuition for why a system is stable or unstable, or how to modify an unstable system to be stable. Techniques like Bode plots, while less general, are sometimes a more useful design tool.

Nyquist plot

A Nyquist plot is a parametric plot of a frequency response used in automatic control and signal processing. The most common use of Nyquist plots is for assessing the stability of a system with feedback. In Cartesian coordinates, the real part of the transfer function is plotted on the X-axis while the imaginary part is plotted on the Y-axis. The frequency is swept as a parameter, resulting in one point per frequency. The same plot can be described using polar coordinates, where gain of the transfer function is the radial coordinate, and the phase of the transfer function is the corresponding angular coordinate. The Nyquist plot is named after Harry Nyquist, a former engineer at Bell Laboratories. Assessment of the stability of a closed-loop negative feedback system is done by applying the Nyquist stability criterion to the Nyquist plot of the open-loop system (i.e. the same system without its feedback loop). This method is easily applicable even for systems with delays and other non-rational transfer functions, which may appear difficult to analyze with other methods. Stability is determined by looking at the number of encirclements of the point (−1, 0). The range of gains over which the system will be stable can be determined by looking at crossings of the real axis. The Nyquist plot can provide some information about the shape of the transfer function. For instance, the plot provides information on the difference between the number of zeros and poles of the transfer function by the angle at which the curve approaches the origin. When drawn by hand, a cartoon version of the Nyquist plot is sometimes used, which shows the linearity of the curve, but where coordinates are distorted to show more detail in regions of interest. When plotted computationally, one needs to be careful to cover all frequencies of interest. This typically means that the parameter is swept logarithmically, in order to cover a wide range of values.

Background The mathematics uses the Laplace transform, which transforms integrals and derivatives in the time domain to simple multiplication and division in the s domain. We consider a system whose transfer function is G ( s ) {\displaystyle G(s)} ; when placed in a closed loop with negative feedback H ( s ) {\displaystyle H(s)} , the closed loop transfer function (CLTF) then becomes:

G ( s ) 1 + G ( s ) H ( s ) {\displaystyle {\frac {G(s)}{1+G(s)H(s)}}}

Stability can be determined by examining the roots of the desensitivity factor polynomial 1 + G ( s ) H ( s ) {\displaystyle 1+G(s)H(s)} , e.g. using the Routh array, but this method is somewhat tedious. Conclusions can also be reached by examining the open loop transfer function (OLTF) G ( s ) H ( s ) {\displaystyle G(s)H(s)} , using its Bode plots or, as here, its polar plot using the Nyquist criterion, as follows. Any Laplace domain transfer function T ( s ) {\displaystyle {\mathcal {T}}(s)} can be expressed as the ratio of two polynomials:

T ( s ) = N ( s ) D ( s ) . {\displaystyle {\mathcal {T}}(s)={\frac {N(s)}{D(s)}}.}

… excerpt ends here. Continue reading the full article.

Illustrations

Nyquist stability criterion: The Nyquist plot for 
  
    
      
        G
        (
        s
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        =
        
          
            1
            
              
                s
                
                  2
                
              
              +
              s
              +
              1
            
          
        
      
    
    {\displaystyle G(s)={\frac {1}{s^{2}+s+1}}}
  
 with s = jω.
The Nyquist plot for G ( s ) = 1 s 2 + s + 1 {\displaystyle G(s)={\frac {1}{s^{2}+s+1}}} with s = jω.
Nyquist stability criterion: A Nyquist plot.  Although the frequencies are not indicated on the curve, it can be inferred that the zero-frequency point is on the right, and the curve spirals toward the origin at high frequency.  This is because gain at zero frequency must be purely real (on the X-axis) and is commonly non-zero, while most physical processes have some amount of low-pass filtering, so the high-frequency response is zero.
A Nyquist plot. Although the frequencies are not indicated on the curve, it can be inferred that the zero-frequency point is on the right, and the curve spirals toward the origin at high frequency. This is because gain at zero frequency must be purely real (on the X-axis) and is commonly non-zero, while most physical processes have some amount of low-pass filtering, so the high-frequency response is zero.
Nyquist stability criterion: A unity negative feedback system G with scalar gain denoted by K
A unity negative feedback system G with scalar gain denoted by K

Worked examples

Example 1 — a first encounter with Nyquist stability criterion

Start with the simplest possible case. Write down what Nyquist stability criterion claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Nyquist stability criterion before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Nyquist stability criterion ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Nyquist stability criterion

In research
Nyquist stability criterion appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Nyquist stability criterion in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Nyquist stability criterion is common in secondary-school and first-year university syllabi. It links to neighbouring topics Classical control theory, Signal processing, Stability theory, so understanding it makes those chapters shorter.
In everyday life
Look for Nyquist stability criterion outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.

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How to study Nyquist stability criterion in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Nyquist stability criterion means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Nyquist stability criterion out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Nyquist stability criterion in simple terms?

In control theory and stability theory, the Nyquist stability criterion or Strecker–Nyquist stability criterion, independently discovered by the German electrical engineer Felix Strecker at Siemens in 1930 and the Swedish-American electrical engineer Harry Nyquist at Bell Telephone Laboratories in…

Why does Nyquist stability criterion matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Nyquist stability criterion?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Nyquist stability criterion.

Tags

  • Classical control theory
  • Signal processing
  • Stability theory

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