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Nyquist rate

Nyquist rate is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Nyquist rate rather than just read about it. In short: In signal processing, the Nyquist rate is a value equal to twice the highest frequency (bandwidth) of a given function or signal. It is named after Harry Nyquist.

Nyquist rate — main illustration
Nyquist rate — illustration

Key takeaways

  • Nyquist rate belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Nyquist rate to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Nyquist rate from memory before moving on to harder problems.

Reference excerpt

In signal processing, the Nyquist rate is a value equal to twice the highest frequency (bandwidth) of a given function or signal. It is named after Harry Nyquist. It has units of samples per unit time, conventionally expressed as samples per second, or hertz (Hz). When the signal is sampled at a higher sample rate (see § Critical frequency), the resulting discrete-time sequence is said to be free of the distortion known as aliasing. Conversely, for a given sample rate the corresponding Nyquist frequency is one-half the sample rate. Note that the Nyquist rate is a property of a continuous-time signal, whereas Nyquist frequency is a property of a discrete-time system. The term Nyquist rate is also used in a different context with units of symbols per second, which is actually the field in which Harry Nyquist was working. In that context it is an upper bound for the symbol rate across a bandwidth-limited baseband channel such as a telegraph line or passband channel such as a limited radio frequency band or a frequency division multiplex channel.

Relative to sampling

When a continuous function, x ( t ) , {\displaystyle x(t),} is sampled at a constant rate, f s {\displaystyle f_{s}} samples/second, there is always an unlimited number of other continuous functions that fit the same set of samples. But only one of them is bandlimited to 1 2 f s {\displaystyle {\tfrac {1}{2}}f_{s}} cycles/second (hertz), which means that its Fourier transform, X ( f ) , {\displaystyle X(f),} is 0 {\displaystyle 0} for all | f | ≥ 1 2 f s . {\displaystyle |f|\geq {\tfrac {1}{2}}f_{s}.} The mathematical algorithms that are typically used to recreate a continuous function from samples create arbitrarily good approximations to this theoretical, but infinitely long, function. It follows that if the original function, x ( t ) , {\displaystyle x(t),} is bandlimited to 1 2 f s , {\displaystyle {\tfrac {1}{2}}f_{s},} which is called the Nyquist criterion, then it is the one unique function the interpolation algorithms are approximating. In terms of a function's own bandwidth ( B ) , {\displaystyle (B),} as depicted here, the Nyquist criterion is often stated as f s > 2 B . {\displaystyle f_{s}>2B.} And 2 B {\displaystyle 2B} is called the Nyquist rate for functions with bandwidth B . {\displaystyle B.} When the Nyquist criterion is not met ( {\displaystyle (} say, B > 1 2 f s ) , {\displaystyle B>{\tfrac {1}{2}}f_{s}),} a condition called aliasing occurs, which results in some inevitable differences between x ( t ) {\displaystyle x(t)} and a reconstructed function that has less bandwidth. In most cases, the differences are viewed as distortion.

Intentional aliasing

Figure 3 depicts a type of function called baseband or lowpass, because its positive-frequency range of significant energy is [0, B). When instead, the frequency range is (A, A+B), for some A > B, it is called bandpass, and a common desire (for various reasons) is to convert it to baseband. One way to do that is frequency-mixing (heterodyne) the bandpass function down to the frequency range (0, B). One of the possible reasons is to reduce the Nyquist rate for more efficient storage. And it turns out that one can directly achieve the same result by sampling the bandpass function at a sub-Nyquist sample-rate that is the smallest integer-sub-multiple of frequency A that meets the baseband Nyquist criterion: fs > 2B. For a more general discussion, see bandpass sampling.

Relative to signaling Long before Harry Nyquist had his name associated with sampling, the term Nyquist rate was used differently, with a meaning closer to what Nyquist actually studied. Quoting Harold S. Black's 1953 book Modulation Theory, in the section Nyquist Interval of the opening chapter Historical Background:

… excerpt ends here. Continue reading the full article.

Illustrations

Nyquist rate: Fig 1: Typical example of Nyquist frequency and rate. They are rarely equal, because that would require over-sampling by a factor of 2 (i.e. 4 times the bandwidth).
Fig 1: Typical example of Nyquist frequency and rate. They are rarely equal, because that would require over-sampling by a factor of 2 (i.e. 4 times the bandwidth).
Nyquist rate: Fig 2: Fourier transform of a bandlimited function (amplitude vs frequency)
Fig 2: Fourier transform of a bandlimited function (amplitude vs frequency)
Nyquist rate: Fig 3: The top 2 graphs depict Fourier transforms of 2 different functions that produce the same results when sampled at a particular rate.  The baseband function is sampled faster than its Nyquist rate, and the bandpass function is undersampled, effectively converting it to baseband.  The lower graphs indicate how identical spectral results are created by the aliases of the sampling process.
Fig 3: The top 2 graphs depict Fourier transforms of 2 different functions that produce the same results when sampled at a particular rate. The baseband function is sampled faster than its Nyquist rate, and the bandpass function is undersampled, effectively converting it to baseband. The lower graphs indicate how identical spectral results are created by the aliases of the sampling process.

Worked examples

Example 1 — a first encounter with Nyquist rate

Start with the simplest possible case. Write down what Nyquist rate claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Nyquist rate before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Nyquist rate ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Nyquist rate

In research
Nyquist rate appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Nyquist rate in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Nyquist rate is common in secondary-school and first-year university syllabi. It links to neighbouring topics Digital signal processing, Rates, Telecommunication theory, so understanding it makes those chapters shorter.
In everyday life
Look for Nyquist rate outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.

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How to study Nyquist rate in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Nyquist rate means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Nyquist rate out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Nyquist rate in simple terms?

In signal processing, the Nyquist rate is a value equal to twice the highest frequency (bandwidth) of a given function or signal. It is named after Harry Nyquist.

Why does Nyquist rate matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Nyquist rate?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Nyquist rate.

Tags

  • Digital signal processing
  • Rates
  • Telecommunication theory

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