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Optimal binary search tree

Optimal binary search tree is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Optimal binary search tree rather than just read about it. In short: In computer science, an optimal binary search tree (Optimal BST), sometimes called a weight-balanced binary tree, is a binary search tree which provides the smallest possible search time (or expected search time) for a given sequence of accesses (or access probabilities). Optimal BSTs are generally divided into two types: static and dynamic.

Key takeaways

  • Optimal binary search tree belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Optimal binary search tree to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Optimal binary search tree from memory before moving on to harder problems.

Reference excerpt

In computer science, an optimal binary search tree (Optimal BST), sometimes called a weight-balanced binary tree, is a binary search tree which provides the smallest possible search time (or expected search time) for a given sequence of accesses (or access probabilities). Optimal BSTs are generally divided into two types: static and dynamic. In the static optimality problem, the tree cannot be modified after it has been constructed. In this case, there exists some particular layout of the nodes of the tree which provides the smallest expected search time for the given access probabilities. Various algorithms exist to construct or approximate the statically optimal tree given the information on the access probabilities of the elements. In the dynamic optimality problem, the tree can be modified at any time, typically by permitting tree rotations. The tree is considered to have a cursor starting at the root which it can move or use to perform modifications. In this case, there exists some minimal-cost sequence of these operations which causes the cursor to visit every node in the target access sequence in order. The splay tree is conjectured to have a constant competitive ratio compared to the dynamically optimal tree in all cases, though this has not yet been proven.

Static optimality

Definition In the static optimality problem as defined by Knuth, we are given a set of n ordered elements and a set of 2 n + 1 {\displaystyle 2n+1} probabilities. We will denote the elements a 1 {\displaystyle a_{1}} through a n {\displaystyle a_{n}} and the probabilities A 1 {\displaystyle A_{1}} through A n {\displaystyle A_{n}} and B 0 {\displaystyle B_{0}} through B n {\displaystyle B_{n}} . A i {\displaystyle A_{i}} is the probability of a search being done for element a i {\displaystyle a_{i}} (or successful search). For 1 ≤ i < n {\displaystyle 1\leq i<n} , B i {\displaystyle B_{i}} is the probability of a search being done for an element between a i {\displaystyle a_{i}} and a i + 1 {\displaystyle a_{i+1}} (or unsuccessful search), B 0 {\displaystyle B_{0}} is the probability of a search being done for an element strictly less than a 1 {\displaystyle a_{1}} , and B n {\displaystyle B_{n}} is the probability of a search being done for an element strictly greater than a n {\displaystyle a_{n}} . These 2 n + 1 {\displaystyle 2n+1} probabilities cover all possible searches, and therefore add up to one. The static optimality problem is the optimization problem of finding the binary search tree that minimizes the expected search time, given the 2 n + 1 {\displaystyle 2n+1} probabilities. As the number of possible trees on a set of n elements is ( 2 n n ) 1 n + 1 {\displaystyle {2n \choose n}{\frac {1}{n+1}}} , which is exponential in n, brute-force search is not usually a feasible solution.

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Worked examples

Example 1 — a first encounter with Optimal binary search tree

Start with the simplest possible case. Write down what Optimal binary search tree claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Optimal binary search tree before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Optimal binary search tree ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Optimal binary search tree

In research
Optimal binary search tree appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Optimal binary search tree in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Optimal binary search tree is common in secondary-school and first-year university syllabi. It links to neighbouring topics Binary trees, Search trees, so understanding it makes those chapters shorter.
In everyday life
Look for Optimal binary search tree outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Optimal binary search tree in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Optimal binary search tree means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Optimal binary search tree out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Optimal binary search tree in simple terms?

In computer science, an optimal binary search tree (Optimal BST), sometimes called a weight-balanced binary tree, is a binary search tree which provides the smallest possible search time (or expected search time) for a given sequence of accesses (or access probabilities). Optimal BSTs are generally…

Why does Optimal binary search tree matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Optimal binary search tree?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Optimal binary search tree.

Tags

  • Binary trees
  • Search trees

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