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Penrose stairs

Penrose stairs is a physics topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Penrose stairs rather than just read about it. In short: The Penrose stairs or Penrose steps, also dubbed the impossible staircase, is an impossible object created by Oscar Reutersvärd in 1937 and later independently discovered and made popular by Lionel Penrose and his son Roger Penrose. A variation on the Penrose triangle, it is a two-dimensional depiction of a staircase in which the stairs make four 90-degree turns as they ascend or descend yet form a continuous loop…

Penrose stairs — main illustration
Penrose stairs — illustration

Key takeaways

  • Penrose stairs belongs to physics; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Penrose stairs to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Penrose stairs from memory before moving on to harder problems.

Reference excerpt

The Penrose stairs or Penrose steps, also dubbed the impossible staircase, is an impossible object created by Oscar Reutersvärd in 1937 and later independently discovered and made popular by Lionel Penrose and his son Roger Penrose. A variation on the Penrose triangle, it is a two-dimensional depiction of a staircase in which the stairs make four 90-degree turns as they ascend or descend yet form a continuous loop, so that a person could climb them forever and never get any higher. This is geometrically impossible in three-dimensional Euclidean geometry but possible in some non-Euclidean geometry like in nil geometry. The "continuous staircase" was first presented in an article that the Penroses wrote in 1959, based on the so-called "triangle of Penrose" published by Roger Penrose in the British Journal of Psychology in 1958. M.C. Escher then discovered the Penrose stairs in the following year and made his now famous lithograph Klimmen en dalen (Ascending and Descending) in March 1960. Penrose and Escher were informed of each other's work that same year. Escher developed the theme further in his print Waterval (Waterfall), which appeared in 1961. In their original article the Penroses noted that "each part of the structure is acceptable as representing a flight of steps but the connections are such that the picture, as a whole, is inconsistent: the steps continually descend in a clockwise direction."

Origin of the optical fallacy The left and right partial views of the Penrose stairs are individually perceptible. When combined to form the complete Penrose stairs, an impossible object emerges.

History of discovery

The Penroses

Escher, in the 1950s, had not yet drawn any impossible stairs and was not aware of their existence. Roger Penrose had been introduced to Escher's work at the International Congress of Mathematicians in Amsterdam in 1954. He was "absolutely spellbound" by Escher's work, and on his journey back to England he decided to produce something "impossible" on his own. After experimenting with various designs of bars overlying each other he finally arrived at the impossible triangle. Roger showed his drawings to his father, who immediately produced several variants, including the impossible flight of stairs. They wanted to publish their findings but did not know in what field the subject belonged. Because Lionel Penrose knew the editor of the British Journal of Psychology and convinced him to publish their short manuscript, the finding was finally presented as a psychological subject. After the publication in 1958 the Penroses sent a copy of the article to Escher as a token of their esteem. While the Penroses credited Escher in their article, Escher noted in a letter to his son in January 1960 that he was:

working on the design of a new picture, which featured a flight of stairs which only ever ascended or descended, depending on how you saw it. [The stairs] form a closed, circular construction, rather like a snake biting its own tail. And yet they can be drawn in correct perspective: each step higher (or lower) than the previous one. [...] I discovered the principle in an article which was sent to me, and in which I myself was named as the maker of various 'impossible objects'. But I was not familiar with the continuous steps of which the author had included a clear, if perfunctory, sketch, although I was employing some of his other examples. Escher was captivated by the endless stairs and subsequently wrote a letter to the Penroses in April 1960:

A few months ago, a friend of mine sent me a photocopy of your article... Your figures 3 and 4, the 'continuous flight of steps', were entirely new to me, and I was so taken by the idea that they recently inspired me to produce a new picture, which I would like to send to you as a token of my esteem. Should you have published other articles on impossible objects or related topics, or should you know of any such articles, I would be most grateful if you could send me further details. At a conference in Rome in 1985, Roger Penrose said that he had been greatly inspired by Escher's work when he and his father discovered both the Penrose tribar structure (that is, the Penrose triangle) and the continuous steps.

Oscar Reutersvärd The staircase design had been discovered previously by the Swedish artist Oscar Reutersvärd, but neither Penrose nor Escher was aware of his designs. Inspired by a radio programme on Mozart's method of composition—described as "creative automatism"; that is, each creative idea written down inspired a new idea—Reutersvärd started to draw a series of impossible objects on a journey from Stockholm to Paris in 1950 in the same "unconscious, automatic" way. He did not realize that his figure was a continuous flight of stairs while drawing, but the process enabled him to trace his increasingly complex designs step by step. When M.C. Escher's Ascending and Descending was sent to Reutersvärd in 1961, he was impressed but didn't like the irregularities of the stairs (2 × 15 + 2 × 9). Throughout the 1960s, Reutersvärd sent several letters to Escher to express his admiration for his work, but the Dutch artist failed to respond. Roger Penrose only discovered Reutersvärd's work in 1984.

In popular culture In 1982 Doctor Who-episode Castrovalva. People walking along Penrose stairs feature in the video of Cliff Richard's "Some People". The Penrose stairs appeared twice in the movie Inception. This paradoxical illusion can only be realized in the dream worlds of the film. In the film, the hero descends the stairs fleeing from a guard. In the real world, the hero should always be in front of the villain throughout this chase. However, in the case of the Penrose stairs the hero descends another flight of stairs to catch up to the antagonist and catch him unaware. The cover of the 2011 album Angles by American rock band The Strokes depicts a complex set of Penrose stairs. In their 2015 single called "Greek Tragedy," English rock band The Wombats mentions the Penrose steps.

… excerpt ends here. Continue reading the full article.

Illustrations

Penrose stairs: Penrose stairs
Penrose stairs
Penrose stairs illustration
Penrose stairs illustration
Penrose stairs: Ascending and Descending by M. C. Escher
Ascending and Descending by M. C. Escher

Worked examples

Example 1 — a first encounter with Penrose stairs

Start with the simplest possible case. Write down what Penrose stairs claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In physics, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Penrose stairs before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Penrose stairs ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Penrose stairs

In research
Penrose stairs appears in physics research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Penrose stairs in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Penrose stairs is common in secondary-school and first-year university syllabi. It links to neighbouring topics Impossible objects, Optical illusions, Roger Penrose, so understanding it makes those chapters shorter.
In everyday life
Look for Penrose stairs outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Penrose stairs in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Penrose stairs means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Penrose stairs out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Penrose stairs in simple terms?

The Penrose stairs or Penrose steps, also dubbed the impossible staircase, is an impossible object created by Oscar Reutersvärd in 1937 and later independently discovered and made popular by Lionel Penrose and his son Roger Penrose. A variation on the Penrose triangle, it is a two-dimensional depic…

Why does Penrose stairs matter?

Because it connects several physics ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Penrose stairs?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Penrose stairs.

Tags

  • Impossible objects
  • Optical illusions
  • Roger Penrose
  • Stairways

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