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Procrustes analysis

Procrustes analysis is a mathematics topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Procrustes analysis rather than just read about it. In short: In statistics, Procrustes analysis is a form of statistical shape analysis used to analyse the distribution of a set of shapes. The name Procrustes (Greek: Προκρούστης) refers to a bandit from Greek mythology who made his victims fit his bed either by stretching their limbs or cutting them off.

Procrustes analysis — main illustration
Procrustes analysis — illustration

Key takeaways

  • Procrustes analysis belongs to mathematics; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Procrustes analysis to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Procrustes analysis from memory before moving on to harder problems.

Reference excerpt

In statistics, Procrustes analysis is a form of statistical shape analysis used to analyse the distribution of a set of shapes. The name Procrustes (Greek: Προκρούστης) refers to a bandit from Greek mythology who made his victims fit his bed either by stretching their limbs or cutting them off. In mathematics:

an orthogonal Procrustes problem is a method which can be used to find out the optimal rotation and/or reflection (i.e., the optimal orthogonal linear transformation) for the Procrustes Superimposition (PS) of an object with respect to another. a constrained orthogonal Procrustes problem, subject to det(R) = 1 (where R is an orthogonal matrix), is a method which can be used to determine the optimal rotation for the PS of an object with respect to another (reflection is not allowed). In some contexts, this method is called the Kabsch algorithm. When a shape is compared to another, or a set of shapes is compared to an arbitrarily selected reference shape, Procrustes analysis is sometimes further qualified as classical or ordinary, as opposed to generalized Procrustes analysis (GPA), which compares three or more shapes to an optimally determined "mean shape".

Introduction To compare the shapes of two or more objects, the objects must be first optimally "superimposed". Procrustes superimposition (PS) is performed by optimally translating, rotating and uniformly scaling the objects. In other words, both the placement in space and the size of the objects are freely adjusted. The aim is to obtain a similar placement and size, by minimizing a measure of shape difference called the Procrustes distance between the objects. This is sometimes called full, as opposed to partial PS, in which scaling is not performed (i.e. the size of the objects is preserved). Notice that, after full PS, the objects will exactly coincide if their shape is identical. For instance, with full PS two spheres with different radii will always coincide, because they have exactly the same shape. Conversely, with partial PS they will never coincide. This implies that, by the strict definition of the term shape in geometry, shape analysis should be performed using full PS. A statistical analysis based on partial PS is not a pure shape analysis as it is not only sensitive to shape differences, but also to size differences. Both full and partial PS will never manage to perfectly match two objects with different shape, such as a cube and a sphere, or a right hand and a left hand. In some cases, both full and partial PS may also include reflection. Reflection allows, for instance, a successful (possibly perfect) superimposition of a right hand to a left hand. Thus, partial PS with reflection enabled preserves size but allows translation, rotation and reflection, while full PS with reflection enabled allows translation, rotation, scaling and reflection.

Ordinary Procrustes analysis Here we just consider objects made up from a finite number k of points in n dimensions. Often, these points are selected on the continuous surface of complex objects, such as a human bone, and in this case they are called landmark points. The shape of an object can be considered as a member of an equivalence class formed by removing the translational, rotational and uniform scaling components.

Translation For example, translational components can be removed from an object by translating the object so that the mean of all the object's points (i.e. its centroid) lies at the origin. Mathematically: take k {\displaystyle k} points in two dimensions, say

( ( x 1 , y 1 ) , ( x 2 , y 2 ) , … , ( x k , y k ) ) {\displaystyle ((x_{1},y_{1}),(x_{2},y_{2}),\dots ,(x_{k},y_{k}))\,} . The mean of these points is ( x ¯ , y ¯ ) {\displaystyle ({\bar {x}},{\bar {y}})} where

x ¯ = x 1 + x 2 + ⋯ + x k k , y ¯ = y 1 + y 2 + ⋯ + y k k . {\displaystyle {\bar {x}}={\frac {x_{1}+x_{2}+\cdots +x_{k}}{k}},\quad {\bar {y}}={\frac {y_{1}+y_{2}+\cdots +y_{k}}{k}}.}

… excerpt ends here. Continue reading the full article.

Illustrations

Procrustes analysis: Procrustes superimposition. The figure shows the three transformation steps of an ordinary Procrustes fit for two configurations of landmarks. (a) Scaling of both configurations to the same size; (b) Transposition to the same position of the center of gravity; (c) Rotation to the orientation that provides the minimum sum of squared distances between corresponding landmarks.
Procrustes superimposition. The figure shows the three transformation steps of an ordinary Procrustes fit for two configurations of landmarks. (a) Scaling of both configurations to the same size; (b) Transposition to the same position of the center of gravity; (c) Rotation to the orientation that provides the minimum sum of squared distances between corresponding landmarks.

Worked examples

Example 1 — a first encounter with Procrustes analysis

Start with the simplest possible case. Write down what Procrustes analysis claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In mathematics, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Procrustes analysis before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Procrustes analysis ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Procrustes analysis

In research
Procrustes analysis appears in mathematics research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Procrustes analysis in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Procrustes analysis is common in secondary-school and first-year university syllabi. It links to neighbouring topics Biometrics, Euclidean symmetries, Greek mythology studies, so understanding it makes those chapters shorter.
In everyday life
Look for Procrustes analysis outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Procrustes analysis in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Procrustes analysis means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Procrustes analysis out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Procrustes analysis in simple terms?

In statistics, Procrustes analysis is a form of statistical shape analysis used to analyse the distribution of a set of shapes. The name Procrustes (Greek: Προκρούστης) refers to a bandit from Greek mythology who made his victims fit his bed either by stretching their limbs or cutting them off.

Why does Procrustes analysis matter?

Because it connects several mathematics ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Procrustes analysis?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Procrustes analysis.

Tags

  • Biometrics
  • Euclidean symmetries
  • Greek mythology studies
  • Multivariate statistics

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