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Proximate and ultimate causation

Proximate and ultimate causation is a biology topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Proximate and ultimate causation rather than just read about it. In short: A proximate cause is an event which is closer to (more immediately responsible for) causing some observed result. This exists in contrast to a higher-level ultimate (or distal) cause, which acts less directly through the proximate cause.

Proximate and ultimate causation — main illustration
Proximate and ultimate causation — illustration

Key takeaways

  • Proximate and ultimate causation belongs to biology; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Proximate and ultimate causation to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Proximate and ultimate causation from memory before moving on to harder problems.

Reference excerpt

A proximate cause is an event which is closer to (more immediately responsible for) causing some observed result. This exists in contrast to a higher-level ultimate (or distal) cause, which acts less directly through the proximate cause. In formal causal inference, the proximate cause is called a mediator.

Example: Why did the ship sink? Proximate cause: Because it was holed beneath the waterline, water entered the hull and the ship became denser than the water which supported it, so it could not stay afloat. Ultimate cause: Because the ship hit a rock which tore open the hole in the ship's hull. In most situations, an ultimate cause may itself be a proximate cause in comparison to a further ultimate cause. Hence we can continue the above example as follows:

Example: Why did the ship hit the rock? Proximate cause: Because the ship failed to change course to avoid it. Ultimate cause: Because the ship was under autopilot and the autopilot's data was inaccurate. (even stronger): Because the shipwrights made mistakes in the ship's construction. (stronger yet): Because the scheduling of labor at the shipyard allows for very little rest. (in absurdum): Because the shipyard's owners have very small profit margins in an ever-shrinking market.

In biology The concepts of proximate and ultimate causation in biology were popularised by the German-American evolutionary biologist Ernst Mayr in a 1961 paper entitled 'Cause and Effect in Biology'. Mayr sought to distinguish between causation as understood in evolutionary biology (ultimate causation) and causation as understood in functional biology (proximate causation).

Ultimate causation explains traits in terms of evolutionary forces acting on them. Mayr described this model of causation as seeking to answer the question, "why?" Example: female animals often display preferences among male display traits, such as song. An ultimate explanation based on sexual selection states that females who display preferences have more vigorous or more attractive male offspring. Proximate causation explains biological function in terms of immediate physiological or environmental factors. Mayr described this model of causation as seeking to answer the question, "how?" Example: a female animal chooses to mate with a particular male during a mate choice trial. A possible proximate explanation states that one male produced a more intense signal, leading to elevated hormone levels in the female producing copulatory behaviour. Although the behavior in these two examples is the same, the explanations are based on different sets of factors incorporating evolutionary versus physiological factors. These can be further divided, for example proximate causes may be given in terms of local muscle movements or in terms of developmental biology (see Tinbergen's four questions). Mayr believed that proximate and evolutionary causation were complementary and that both needed to be studied to properly explain any given biological phenomenon.

In philosophy In analytic philosophy, notions of cause adequacy are employed in the causal model. In order to explain the genuine cause of an effect, one would have to satisfy adequacy conditions, which include, among others, the ability to distinguish between:

Genuine causal relationships and accidents. Causes and effects. Causes and effects from a common cause. One famous example of the importance of this is the Duhem–Quine thesis, which demonstrates that it is impossible to test a hypothesis in isolation, because an empirical test of the hypothesis requires one or more background assumptions. One way to solve this issue is to employ contrastive explanations. Several philosophers of science, such as Lipton, argue that contrastive explanations are able to detect genuine causes. An example of a contrastive explanation is a cohort study that includes a control group, where one can determine the cause from observing two otherwise identical samples. This view also circumvents the problem of infinite regression of "why" questions that proximate causes create.

In sociology Sociologists use the related pair of terms "proximal causation" and "distal causation". Proximal causation: explanation of human social behaviour by considering the immediate factors, such as symbolic interaction, understanding (Verstehen), and individual milieu that influence that behaviour. Most sociologists recognize that proximal causality is the first type of power humans experience; however, while factors such as family relationships may initially be meaningful, they are not as permanent, underlying, or determining as other factors such as institutions and social networks (Naiman 2008: 5). Distal causation: explanation of human social behaviour by considering the larger context in which individuals carry out their actions. Proponents of the distal view of power argue that power operates at a more abstract level in the society as a whole (e.g. between economic classes) and that "all of us are affected by both types of power throughout our lives" (ibid). Thus, while individuals occupy roles and statuses relative to each other, it is the social structure and institutions in which these exist that are the ultimate cause of behaviour. A human biography can only be told in relation to the social structure, yet it also must be told in relation to unique individual experiences in order to reveal the complete picture (Mills 1959).

See also

References

Gray, P. (2007) Psychology (5th Ed.) (pp. 64–66) New York: Worth Publishers Greenberg, G. (1998) Comparative Psychology: A Handbook. US: Taylor & Francis. pp. 666 Mayr, E. (1988). Toward a new philosophy of biology: Observations of an evolutionist. Cambridge, Massachusetts: Harvard University Press. Mills, C.W. ([1959] 2000). The Sociological Imagination. 40th ed. New York: Oxford University Press. Naiman, J. (2008). How Societies Work: Class, Power and Change in a Canadian Context. 4th ed. Halifax and Winnipeg: Fernwood Publishing. Thierry, B. (2005, October 10). Integrating proximate and ultimate causation: Just one more go!, Current Science, Vol. 89 (7), 1180–1184. Lipton, Peter (1990). Contrastive Explanation. Royal Institute of Philosophy Supplement 27:247–266.

Illustrations

Proximate and ultimate causation: Why–because graph of the capsizing of the Herald of Free Enterprise (click to see in detail).
Why–because graph of the capsizing of the Herald of Free Enterprise (click to see in detail).

Worked examples

Example 1 — a first encounter with Proximate and ultimate causation

Start with the simplest possible case. Write down what Proximate and ultimate causation claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In biology, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Proximate and ultimate causation before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Proximate and ultimate causation ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Proximate and ultimate causation

In research
Proximate and ultimate causation appears in biology research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Proximate and ultimate causation in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Proximate and ultimate causation is common in secondary-school and first-year university syllabi. It links to neighbouring topics Causality, Evolutionary biology terminology, Metaphysical properties, so understanding it makes those chapters shorter.
In everyday life
Look for Proximate and ultimate causation outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Proximate and ultimate causation in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Proximate and ultimate causation means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Proximate and ultimate causation out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Proximate and ultimate causation in simple terms?

A proximate cause is an event which is closer to (more immediately responsible for) causing some observed result. This exists in contrast to a higher-level ultimate (or distal) cause, which acts less directly through the proximate cause.

Why does Proximate and ultimate causation matter?

Because it connects several biology ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Proximate and ultimate causation?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Proximate and ultimate causation.

Tags

  • Causality
  • Evolutionary biology terminology
  • Metaphysical properties

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