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Selfish herd theory

Selfish herd theory is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Selfish herd theory rather than just read about it. In short: The selfish herd theory states that individuals within a population attempt to reduce their predation risk by putting other conspecifics between themselves and predators. A key element in the theory is the domain of danger, the area of ground in which every point is nearer to a particular individual than to any other individual.

Selfish herd theory — main illustration
Selfish herd theory — illustration

Key takeaways

  • Selfish herd theory belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Selfish herd theory to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Selfish herd theory from memory before moving on to harder problems.

Reference excerpt

The selfish herd theory states that individuals within a population attempt to reduce their predation risk by putting other conspecifics between themselves and predators. A key element in the theory is the domain of danger, the area of ground in which every point is nearer to a particular individual than to any other individual. Such antipredator behavior inevitably results in aggregations. The theory was proposed by W. D. Hamilton in 1971 to explain the gregarious behavior of a variety of animals. It contrasted the popular hypothesis that evolution of such social behavior was based on mutual benefits to the population. The basic principle governing selfish herd theory is that in aggregations, predation risk is greatest on the periphery and decreases toward the center. More dominant animals within the population are proposed to obtain low-risk central positions, whereas subordinate animals are forced into higher risk positions. The hypothesis has been used to explain why populations at higher predation risk often form larger, more compact groups. It may also explain why these aggregations are often sorted by phenotypic characteristics such as strength.

Hamilton's selfish herd

W. D. Hamilton proposed the theory in an article titled "Geometry for the Selfish Herd". To date, this article has been cited in over 2000 sources. To illustrate his theory, Hamilton asked readers to imagine a circular lily pond which sheltered a population of frogs and a water snake. Upon seeing the water snake, the frogs scatter to the rim of the pond, and the water snake attacks the nearest one. Hamilton proposed that in this model, each frog had a better chance of not being closest to, and thus vulnerable to attack by, the water snake if he was between other frogs. As a result, modeled frogs jumped to smaller gaps between neighboring frogs.

Domain of danger This simple example was based on what Hamilton identified as each frog's domain of danger, the area of ground in which any point was nearer to that individual than it was to any other individual. The model assumed that frogs were attacked from random points and that if an attack was initiated from within an individual's domain of danger, he would be attacked and likely killed. The risk of predation to each individual was, therefore, correlated to the size of his domain of danger. Frog jumping in response to the water snake was an attempt to lower the domain of danger.

Hamilton also went on to model predation in two-dimensions, using a lion as an example. Movements that Hamilton proposed would lower an individual's domain of danger were largely based on the theory of marginal predation. This theory states that predators attack the closest prey, who are typically on the outside of an aggregation. From this, Hamilton suggested that in the face of predation, there should be a strong movement of individuals toward the center of an aggregation. A domain of danger may be measured by constructing a Voronoi diagram around the group members. Such construction forms a series of convex polygons surrounding each individual in which all points within the polygon are closer to that individual than to any other.

Movement rules Movements toward the center of an aggregation are based upon a variety of movement rules that range in complexity. Identifying these rules has been considered the "dilemma of the selfish herd". The main issue is that movement rules that are easy to follow are often unsuccessful in forming compact aggregations, and those that do form such aggregations are often considered too complex to be biologically relevant. Viscido, Miller, and Wethey identified three factors that govern good movement rules. According to such factors, a plausible movement rule should be statistically likely to benefit its followers, should be likely to fit the capabilities of an animal, and should result in a compact aggregation with desired central movement. Identified movement rules include:

Nearest Neighbor Rule This rule states that individuals within a population move towards their nearest neighbor. It is the mechanism originally proposed by Hamilton. This rule, however, may not be beneficial in small aggregations, where moving toward nearest neighbor does not necessarily correlate to movement from the periphery. Time Minimization Rule This rule states that individuals within a population move toward their nearest neighbor in time. This rule has gained popularity as it considers the biological constraints of an animal, as well as its orientation in space. Local Crowded Horizon Rule This rule states that individuals within a population consider the location of many, if not all, other members within the population in guiding their movements. Research has revealed a variety of factors that may influence chosen movement rules. These factors include initial spatial position, population density, attack strategy of the predator, and vigilance. Individuals holding initially central positions are more likely to be successful at remaining in the center. Simpler movement strategies may be sufficient for low density populations and fast-acting predators, but at higher densities and with slower predators, more complex strategies may be needed. Lastly, less vigilant members of a herd are often less likely to obtain smaller domains of danger as they begin movement later.

Escape-route strategies The selfish herd theory may also be applied to the group escape of prey in which the safest position, relative to predation risk, is not the central position, but rather the front of the herd. The theory may be useful in explaining the escape strategy chosen by a herd leader. Members at the back of the herd have the greatest domain of danger and suffer the highest predation risk. These slow members must choose whether to stay in the herd, and thus be the most likely targets, or whether to desert the herd, and signal their vulnerability. The latter may entice the pursuit of the predator to this sole individual. In light of this, the decision of the escape route by the front members of the herd may be greatly affected by actions of the slowest members. If the leader chooses an escape strategy that promotes the dispersal of the slowest member of the herd, he may endanger himself—causing dissipation of his protective buffer. Five types of herd leadership have been proposed based on the decisions of the leader:

… excerpt ends here. Continue reading the full article.

Illustrations

Selfish herd theory: Domains of danger shown by a Voronoi diagram of non-herd individuals.
Domains of danger shown by a Voronoi diagram of non-herd individuals.

Worked examples

Example 1 — a first encounter with Selfish herd theory

Start with the simplest possible case. Write down what Selfish herd theory claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Selfish herd theory before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Selfish herd theory ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Selfish herd theory

In research
Selfish herd theory appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Selfish herd theory in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Selfish herd theory is common in secondary-school and first-year university syllabi. It links to neighbouring topics Ethology, so understanding it makes those chapters shorter.
In everyday life
Look for Selfish herd theory outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Selfish herd theory in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Selfish herd theory means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Selfish herd theory out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Selfish herd theory in simple terms?

The selfish herd theory states that individuals within a population attempt to reduce their predation risk by putting other conspecifics between themselves and predators. A key element in the theory is the domain of danger, the area of ground in which every point is nearer to a particular individua…

Why does Selfish herd theory matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Selfish herd theory?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Selfish herd theory.

Tags

  • Ethology

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