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Sincere favorite criterion

Sincere favorite criterion is a science topic covered in the lgStudy science library. This page brings together a partial reference excerpt, illustrations, worked examples, real-world applications and a short study plan, so you can understand Sincere favorite criterion rather than just read about it. In short: The sincere favorite or no favorite-betrayal criterion is a property of some voting systems that says voters should have no incentive to vote for someone else over their favorite. It protects voters from having to engage in lesser-evil voting or a strategy called "decapitation" (removing the "head" off a ballot).

Sincere favorite criterion — main illustration
Sincere favorite criterion — illustration

Key takeaways

  • Sincere favorite criterion belongs to science; place it in that map before memorising details.
  • Learn the definition first, then one example that makes the definition concrete.
  • Connect Sincere favorite criterion to a quantity you can measure, compute or draw — that is where exam questions come from.
  • Reproduce the core statement of Sincere favorite criterion from memory before moving on to harder problems.

Reference excerpt

The sincere favorite or no favorite-betrayal criterion is a property of some voting systems that says voters should have no incentive to vote for someone else over their favorite. It protects voters from having to engage in lesser-evil voting or a strategy called "decapitation" (removing the "head" off a ballot). Most rated voting systems satisfy the criterion while most ranked voting systems fail this criterion. Lesser-evil-voting is particularly prevalent in plurality-based voting systems like ranked choice voting (RCV), traditional runoffs, partisan primaries, and first-past-the-post. Lesser-evil voting is typically associated with center-squeeze in these systems. Duverger's law says that systems vulnerable to this strategy will typically (though not always) develop two party-systems, as voters will abandon minor-party candidates to support stronger major-party candidates.

Definition A voting rule satisfies the sincere favorite criterion if there is never a need to "betray" a perfect candidate—i.e. if a voter will never achieve a worse result by honestly ranking their favorite candidate first.

Arguments for The Center for Election Science argues systems that violate the favorite betrayal criterion strongly incentivize voters to cast dishonest ballots, which can make voters feel unsatisfied or frustrated with the results despite having the opportunity to participate in the election. Other commentators have argued that failing the favorite-betrayal criterion can increase the effectiveness of misinformation campaigns, by allowing major-party candidates to sow doubt as to whether voting honestly for one's favorite is actually the best strategy.

Compliant methods

Rated voting

Because rated voting methods are not affected by Arrow's theorem, they can be both spoilerproof (satisfy IIA) and ensure positive vote weights at the same time. Taken together, these properties imply that increasing the rating of a favorite candidate can never change the result, except by causing the favorite candidate to win; therefore, giving a favorite candidate the maximum level of support is always the optimal strategy. Examples of systems that are both spoilerproof and monotonic include score voting, approval voting, and highest medians.

Anti-plurality voting Interpreted as a ranked voting method where every candidate but the last ranked gets one point, anti-plurality voting passes the sincere favorite criterion. Because there is no incentive to rank one's favorite last, and the method otherwise does not care where the favorite is ranked, the method passes. Anti-plurality voting thus shows that the sincere favorite criterion is distinct from independence of irrelevant alternatives, and that ranked voting methods do not necessarily fail the criterion.

Non-compliant methods

Instant-runoff voting

This example shows that instant-runoff voting violates the favorite betrayal criterion. Assume there are four candidates: Amy, Bert, Cindy, and Dan. This election has 41 voters with the following preferences:

Sincere voting Assuming all voters vote in a sincere way, Cindy is awarded only 5 first place votes and is eliminated first. Her votes are transferred to Bert. In the second round, Amy is eliminated with only 10 votes. Her votes are transferred to Bert as well. Finally, Bert has 21 votes and wins against Dan, who has 20 votes.

Result: Bert wins against Dan, after Cindy and Amy were eliminated.

Favorite betrayal Now assume two of the voters who favor Amy (marked bold) realize the situation and insincerely vote for Cindy instead of Amy:

In this scenario, Cindy has 7 first place votes and so Bert is eliminated first with only 6 first place votes. His votes are transferred to Amy. In the second round, Cindy is eliminated with only 7 votes. Her votes are transferred to Amy as well. Finally, Amy has 21 votes and wins against Dan, who has 20 votes.

Result: Amy wins against Dan, after Bert and Cindy has been eliminated. By listing Cindy ahead of their true favorite, Amy, the two insincere voters obtained a more preferred outcome (causing their favorite candidate to win). There was no way to achieve this without raising another candidate ahead of their sincere favorite. Thus, instant-runoff voting fails the favorite betrayal criterion.

Condorcet methods

See also Comparison of electoral systems Electoral systems Vote splitting Independence of irrelevant alternatives Strategic voting

External links Collective Decisions and Voting: The Potential for Public Choice Chaotic Elections!: A Mathematician Looks at Voting Decisions and Elections: Explaining the Unexpected Election Methods Survey of methods satisfying FBC FBC in relation to duopoly FBC used in mathematical proofs Commentary on FBC in relation to other voting methods

References

Worked examples

Example 1 — a first encounter with Sincere favorite criterion

Start with the simplest possible case. Write down what Sincere favorite criterion claims or describes in one sentence, then invent the smallest concrete situation in which that sentence is true. In science, the smallest case is usually a single object, a single equation or a single measurement. Check that every symbol or term in your sentence has a meaning in that case.

Example 2 — changing one variable

Take the situation from Example 1 and change exactly one quantity: double it, halve it, or set it to zero. Predict what should happen to Sincere favorite criterion before you calculate. Comparing your prediction with the result is the fastest way to find out whether you understand the idea or only the words.

Example 3 — an exam-style question

Typical questions about Sincere favorite criterion ask you to (a) state it precisely, (b) apply it to given data, and (c) explain a limitation. Practise writing all three answers in under five minutes; the third part is what separates a full-mark answer from an average one.

Applications of Sincere favorite criterion

In research
Sincere favorite criterion appears in science research whenever the underlying quantities have to be modelled precisely. Papers usually cite it as a starting assumption and then explore where it breaks down.
In technology and industry
Engineering practice reuses Sincere favorite criterion in design rules, simulations and safety margins. Knowing the idea lets you read a specification sheet and understand why the numbers look the way they do.
In the classroom
Sincere favorite criterion is common in secondary-school and first-year university syllabi. It links to neighbouring topics Elections, Game theory, Political science, so understanding it makes those chapters shorter.
In everyday life
Look for Sincere favorite criterion outside the textbook — in sport, cooking, traffic, electronics or the sky above you. An example you found yourself is remembered far longer than one you were given.
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How to study Sincere favorite criterion in 20 minutes

  1. Read the reference excerpt below once, without taking notes.
  2. Close the page and write down what Sincere favorite criterion means in your own words.
  3. Compare your version with the excerpt and mark what you missed.
  4. Work through the three examples above with pen and paper.
  5. Explain Sincere favorite criterion out loud to somebody else — or to Teacher Smith in the lgStudy chat.

Frequently asked questions

What is Sincere favorite criterion in simple terms?

The sincere favorite or no favorite-betrayal criterion is a property of some voting systems that says voters should have no incentive to vote for someone else over their favorite. It protects voters from having to engage in lesser-evil voting or a strategy called "decapitation" (removing the "head"…

Why does Sincere favorite criterion matter?

Because it connects several science ideas at once: it gives you a definition you can apply, a quantity you can calculate, and a way to check whether a result is plausible.

How should I study Sincere favorite criterion?

Read the excerpt, restate it from memory, then work through the examples and applications listed on this page. The five-step study plan above takes about twenty minutes.

What does this page cover?

It gives you a compact reference excerpt plus original lgStudy explanations, examples, applications and study material on Sincere favorite criterion.

Tags

  • Elections
  • Game theory
  • Political science

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